Legal
Regulatory disclosures.
The firm’s legal entities, what each one does, and the public identifiers under which their filings can be found. This page is provided for information and is not an offer of any security.
Status
Exempt reporting adviser
Buxton Helmsley USA, Inc. is an exempt reporting adviser. It relies on an exemption from registration with the Securities and Exchange Commission as an investment adviser, files the parts of Form ADV that apply to exempt reporting advisers, and is not registered with the Commission as an investment adviser. Its Form ADV is public and may be found on the SEC’s Investment Adviser Public Disclosure website.
Entities
The firm’s legal entities
Buxton Helmsley, Inc.
Holding company
Buxton Helmsley USA, Inc.
Exempt reporting adviser
Buxton Helmsley Fund Management, LLC
Fund manager
Buxton Helmsley Fund GP, LLC
General partner
Further identifiers are added to this page as they are confirmed.
Related
Further disclosures
The firm’s published policies are on the policies page. How personal information is handled is set out in the privacy policy, and the disclosures governing figures published on this site in the terms of use.