Regulatory disclosures.

Buxton Helmsley USA, Inc. is an exempt reporting adviser. It relies on an exemption from registration with the Securities and Exchange Commission as an investment adviser, files the parts of Form ADV that apply to exempt reporting advisers, and is not registered with the Commission as an investment adviser. Its Form ADV is public and may be found on the SEC’s Investment Adviser Public Disclosure website.

Buxton Helmsley, Inc. provides advisory services, for fees, to boards, management teams, private equity firms and lenders, and litigation counsel, through a U.S. operating subsidiary that is not part of the firm’s asset management business; the firm is completing the separation of the two as it hires. Those services are not offered by Buxton Helmsley USA, Inc. or any of its subsidiaries, and the advisory business is not part of the investment advisory activities of Buxton Helmsley USA, Inc. No advisory engagement includes a recommendation to buy, sell, or hold any security. The terms on which engagements are undertaken are set out on the advisory page.

Further identifiers are added to this page as they are confirmed.

The firm’s published policies are on the policies page. How personal information is handled is set out in the privacy policy, and the disclosures governing figures published on this site in the terms of use.