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Now Offering

An interest in
the firm itself.

Open to accredited investors only · Offered under Rule 506(c) of Regulation D

The Offering

Buxton Helmsley is offering limited partnership interests in its managed fund and, separately, common stock in the management company. The first is an allocation to the strategy. The second is a position in the business that runs it.

The Instruments

Two ways to participate.

They are different propositions, with different terms, horizons, and rights. Most investors take one; some take both.

I.The Strategy

Limited partnership interests

An allocation alongside the firm's capital in the fund it manages, invested through the same forensic process the firm applies to every position. Limited partners receive the fund's reporting and are administered independently.

Instrument
Limited partnership interest
Minimum (individuals)
$200,000
Minimum (entities)
$1,000,000
Fees
1.5% management fee; 25% performance fee above a 5% hurdle
Liquidity
Quarterly, on 60 days' written notice
Administrator
IQ EQ Fund Services LLC
Status
Open. Accepting subscriptions for the initial close.

II.The Manager

Common stock in Buxton Helmsley, Inc.

A direct equity position in the management company—the research, the campaigns, the fee streams, and whatever the firm builds next. A longer horizon than a fund allocation, and a different set of rights.

Instrument
Common stock, $13.43 per share
Minimum (individuals)
$200,000
Minimum (entities)
$1,000,000
Class and rights
Common stock with minimal voting rights. Holders do not manage the Company or direct its operations. Pre-emptive rights apply only to holders of at least 1% on a fully diluted basis.
Transfer
Restricted securities. Transfers require the Company's right of first refusal to lapse or Board approval, and are further restricted under the Stockholders Agreement. No public market exists.
Status
Open. Subscriptions are accepted on a rolling basis at the Board's discretion.

Initial Close

I. The Strategy

Applies to the limited partnership interests only. Investors admitted at the initial close of the fund participate on terms not available in subsequent closings; those terms are set out in the offering documents and are provided on request. The common stock in the management company has no initial close—subscriptions for it are accepted on a rolling basis.

The Case

What you would be buying into.

  1. 01

    A research process, not a thesis

    The firm's forensic screening, professional-history tracking, and governance analysis are documented in full on the investment process page. Read it before you read anything else here.

  2. 02

    A public record

    Every campaign the firm has run is published, in full, with its correspondence and its outcome—including the ones that did not go the firm's way. The campaign ledger is the diligence.

  3. 03

    Independent administration

    The managed fund is administered by IQ EQ Fund Services LLC. Investor statements and account documents come from the administrator, not from the manager.

Next Step

Request the materials.

Tell us which instrument interests you and we will send the offering materials, along with a time to speak directly with Alexander E. Parker, Chairman and Chief Executive Officer.

Request Information

Inquiries are handled by the firm directly. Nothing is shared with third parties.

Investor Type
Area Of Interest

Self-certification only. The firm will verify accredited status independently before accepting any subscription.

Requesting information places you under no obligation.

Important Disclosures

Not an offer

This page is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security. Any offer is made solely through the operative offering documents.

Eligibility

The offering is made under Rule 506(c) of Regulation D and is limited to accredited investors as defined under Rule 501(a). Because the offering relies on Rule 506(c), the firm is required to take reasonable steps to verify accredited status before accepting any subscription; self-certification alone is not sufficient.

Risk

The securities described involve substantial risk, including the possible loss of the entire investment, and are illiquid restricted securities for which no public market exists. Past performance is not indicative of future results.

Forward-looking statements

Statements on this page that are not historical fact are forward-looking and involve known and unknown risks and uncertainties. Actual results may differ materially. The firm undertakes no obligation to update any forward-looking statement.

Administration

Buxton Helmsley's managed investment fund is independently administered by IQ EQ Fund Services LLC. Investor statements and other account documents are made available directly through the Investor Portal.