Our Next Chapter | Buxton Helmsley

Since 2014, Buxton Helmsley has built a reputation for rigorous due diligence, active corporate engagement, and an unwavering commitment to investor advocacy. Over the past decade, our team has uncovered over $5 billion in financial misstatements, partnered with multiple whistleblowers, and developed a repeatable approach that brings greater transparency to public markets while delivering tangible results for investors.

Today, we are proud to announce the next chapter of Buxton Helmsley: the formation of Buxton Helmsley, Inc., an independent entity operating as an alternative asset manager, backed by a team of former industry leaders from BlackRock, Guggenheim, BNP Paribas, AngelList, AICPA, Citadel, UBS, Bloomberg, and more.

In connection with this transition, Buxton Helmsley, Inc. has launched a private placement offering, targeting $50 million in equity financing for its parent holding company. The offering provides select investors an opportunity to participate in the firm’s next phase of growth — gaining fee-free exposure to Buxton Helmsley’s investment performance, as well as long-term participation in the revenue streams generated from future management and performance-based fees sourced from limited partners.

Buxton Helmsley is preparing to launch its largest advocacy campaign to date, targeting a global corporation with a market capitalization of over $5 billion. Evidence of extensive insider trading among senior executives and “hush money” payments to whistleblowers is expected to drive an immediate board refresh and unlock significant operational and financial improvements. In light of the anticipated media coverage and heightened investor interest following the campaign’s launch, the pricing of Buxton Helmsley’s equity offering may be adjusted. Prospective investors wishing to participate under current terms are encouraged to inquire before the campaign’s public announcement.

We are expanding our board with individuals who share Buxton Helmsley’s long-term vision and commitment to disciplined stewardship. For inquiries regarding the offering, please contact ir@buxtonhelmsley.com.

A New Beginning: Buxton Helmsley, Inc.

In early 2025, Buxton Helmsley, Inc. was established as an independent alternative asset manager, designed to meet the growing demand for active stewardship and to support our ambitions for a public listing. As part of this change, the “Buxton Helmsley” trademark usage rights were officially transferred from The Buxton Helmsley Group, Inc. to Buxton Helmsley, Inc., marking a critical inflection point. Building on a decade of success, we are setting a new foundation designed to scale our impact and expand our mission with enhanced focus.

To navigate this next chapter, Buxton Helmsley has assembled an experienced board of directors and leadership team, bringing decades of expertise across capital markets, forensic diligence, private equity operations, and compliance.

At the helm, Alexander E. Parker guides the strategic direction of Buxton Helmsley as Chairman and Chief Executive Officer. Joining him are newly appointed leaders and board members whose expertise fortifies our foundation for long-term success:

• Johnathan J. Flickinger (Chief Financial Officer and Executive Vice President) — A finance and operations leader with experience at AngelList, Unilever, and The Livekindly Collective, specializing in financial management and private equity operations for emerging fund managers.
• Weiyee In (殷 維一) (Head of Capital Markets Research and Chair of Expert Advisory Board) — A seasoned Wall Street analyst and executive with over 20 years at UBS and BNP Paribas.
• Charles Garcia (Board Member) — A veteran of Citadel, BlackRock, Bloomberg, and founder of Climb Leadership International, bringing extensive leadership development expertise.
• Rumbi B. Petrozzello (Board Member) — A Certified Public Accountant (CPA) and Certified Fraud Examiner (CFE), with leadership roles at the New York State Society of CPAs and the AICPA.
• Beth Haddock, Esq. (Board Member) — An attorney and compliance strategist with more than 25 years of financial services leadership, including at Guggenheim Partners, AXA, and Brown Brothers Harriman.

Our Commitment and Road Ahead

Buxton Helmsley has maintained a mission focused on advancing corporate transparency, safeguarding investor interests, and elevating governance standards across public markets. Our approach, rooted in forensic diligence, active engagement, and long-term capital stewardship, has helped restore accountability where it matters most.

As we look ahead, we are expanding the scale and scope of our efforts to meet the growing demands of the markets we serve. Our initiatives include:

• Broaden Engagement: We are expanding our corporate engagement initiatives across new sectors and geographies, focusing on companies where improved governance can drive meaningful value creation.
• Deepen Partnerships: We are strengthening our network of forensic experts and institutional partners to enhance our ability to identify risks and unlock opportunities across our portfolio.
• Strengthen Stewardship: We are investing in next-generation technologies, including artificial intelligence and predictive analytics, to support real-time risk monitoring, surface early indicators of financial irregularities, and scale the reach of our forensic oversight.

Our expanded leadership team, refreshed operational structure, and proven track record position Buxton Helmsley to meet this moment with focus and discipline. By combining advanced technology with our established diligence framework, we believe we can deliver greater value to our investors and set a new standard for active stewardship in public markets.

Stay Connected

The future of Buxton Helmsley is built on disciplined stewardship, actionable transparency, and an unwavering focus on investor outcomes. We invite investors, family offices, and institutional partners who share our vision to join us at this pivotal moment.

For further information, connect with us at ir@buxtonhelmsley.com and follow Buxton Helmsley on LinkedIn for updates.